Strategic Funding for Future Growth

Canaan Inc. (NASDAQ: CAN), a renowned

mining machine manufacturer, has successfully initiated a substantial fundraising effort. The company aims to raise up to $125 million through the issuance of Series A convertible preferred shares to an undisclosed institutional investor. This financial move is designed to bolster Canaan’s capabilities in research and development, amplify product sales, and manage administrative expenses effectively.

Completion of the First Funding Tranche

Canaan recently completed the first segment of this preferred share financing, accruing total gross proceeds of $25 million. This initial tranche is part of a larger strategy to strengthen the company’s market position and accelerate its growth trajectory.

Terms of the Securities Purchase Agreement

On November 27, 2023, Canaan entered a Securities Purchase Agreement with the institutional buyer. Under this agreement, Canaan will issue up to 125,000 Series A Convertible Preferred Shares, each priced at $1,000. In the first tranche of this financing, the company released 25,000 Preferred Shares at the same unit price. Concurrently, Canaan facilitated the delivery of 8 million American depositary shares (ADSs), each representing fifteen Class A ordinary shares, through The Bank of New York Mellon.

Utilization of Raised Funds

Canaan plans to allocate the net proceeds from this securities sale to several key areas. These include advancing research and development initiatives, expanding production scale, and addressing various general corporate requirements. This strategic allocation aims to enhance Canaan’s technological prowess and market presence.

Informational and Regulatory Compliance

This Form 6-K filing serves solely informational purposes, highlighting Canaan’s recent financial endeavors. It is not intended as an offer to sell or a solicitation of an offer to buy any securities. The sale of these securities adheres to regulatory guidelines, ensuring compliance with jurisdictional laws where such offers, solicitations, or sales are conducted.

Future Prospects for Canaan Inc.

Canaan’s latest financial move marks a significant step in its journey towards innovation and expansion in the

mining sector. By securing substantial funding, the company is well-positioned to explore new horizons in technology development and market reach, setting a robust foundation for sustained growth and industry leadership.

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